Creative Planning has won a bidding process for the rights to buy London-based Maseco Private Wealth, sources said.

FINRA charges Spartan Capital Securities with missing red flags as reps churned 114 accounts, causing millions in investor ...

Aprio’s RIA subsidiary has hired senior leaders from The Mather Group, Wealthspire and Annex Wealth Management.

(Bloomberg) -- UBS Group AG is set to begin its latest wave of job cuts in mid-January, according to people familiar with the ...

Dual market divergences between REITs and private real estate persist after three years, creating potential upside for ...

Reish, a longtime consultant in retirement plan regulation and advice, has joined Prime Capital Financial to lead its ERISA ...

RIA Summit Wealth Group has hired Scott Wilkinson from its former broker/dealer, Commonwealth, to be chief compliance officer ...

Nevis, an artificial intelligence platform for the wealth management industry, has acquired Ledra AI, a startup specializing in conversation and voice AI. Nevis is developing a unified AI platform to ...

Mindy started Diamond Consultants in 1998 from her bedroom floor—and today it’s known as one of the leading consulting and recruiting firms for the industry’s top financial advisors. Drawing from her ...

At-home DNA kits reveal unknown heirs, sparking inheritance disputes. Estate planners must adapt strategies to protect ...

Kalshi, PredictIt and Polymarket cases show wealth managers how prediction market regulations shape client trading options ...

Morningstar research shows cheapest stock and bond funds outperformed priciest by over 2 percentage points in past decade ...