Expertise from Forbes Councils members, operated under license. Opinions expressed are those of the author. Automation technology in compliance is paving the way for a transformative approach to risk.

Filing compliance solutions help RIAs manage and automate regulatory tasks. From ADV filings and compliance calendars to document storage and audit preparation, these platforms ensure that firms meet ...

The time has come to shift from talking about change to making it happen, especially when it comes to adding compliance technology to your firm. The pandemic highlighted the problem that a firm cannot ...

When applied using a strategic mindset, technology can solve many challenges, but you need to have a clear understanding of what technology can best accomplish. Unfortunately, we can be easily ...

The shift to remote work and dispersed global operations at life science firms has forever altered the regulatory market. We’ve seen an increase in the speed with which the industry is adapting to new ...

Good companies continuously ask themselves: what are we doing now to prepare for the future? When it comes to regulatory technology (RegTech), and specifically compliance technology, the temptation to ...

In the wake of last year's market meltdown and the ensuing spate of financial scandals, many advisory firms are taking a second look at their compliance technology. As firms strive to cut costs and to ...

Technology is becoming a permanent, more present part of our everyday lives. What role does it have in workplace safety? Technology plays an essential role in the workplace. Over the years, its ...

Financial regulation changed significantly following the global financial crisis of 2008, which badly exposed gaps in the pre-crisis global regulatory framework. In the years since, regulators have ...